Horms Solutions

Upstream Linux Kernel Development

It's All About the Long Term

by Simon Horman

Introduction

My thoughts on the importance of upstream Linux kernel development. An exploration of the motivation for organisations to invest in development for the upstream Linux kernel.

Why Linux?

Before discussing the merits of working on upstreaming code to the upstream Linux kernel it is worth examining the motivation for developing for Linux at all. There are surely many reasons, lets dig into a few.

Stand on the shoulders of giants

Modern computers are complex high-performance machines. The development effort required to fully utilise a system grows with complexity of its hardware. I would argue that we are long past the point where it is impractical to create general purpose kernels to utilise modern hardware. Rather, a far more practical approach is to build on the work of others. And Linux is a premier platform for such work.

Linux is pervasive

Linux has become pervasive in various parts of industry including cloud computing and enterprise ITC. In order to access such markets solutions are often required to work on Linux. This includes facilities, such as hardware support, provided by the kernel. To meet such customer needs solutions need to be developed for Linux.

Attract developer talent

By working on the Linux kernel, which is an Open Source project, developers are able develop portable skills. Each contribution is peer reviewed and accepted on its merit. And each contribution acts as part of an evolving online CV for the developer. This is clearly and attractive mechanism for developers to display their skills and thus Linux kernel development attracts talent.

Why Upstream?

When working on the Linux kernel the resulting code may be kept out-of-tree or submitted for inclusion in upstream. An attraction of working out-of-tree is that it has a somewhat lower barrier to entry. The process of upstreaming can be time consuming and approaches to problems that work out-of-tree may not be accepted into upstream for a variety of reasons. So there can be a strong temptation to keep code out-of-tree. However, I argue against this approach.

Working with the upstream Linux kernel is, in my opinion, all about planning for the long term. It involves up-front work to enhance the kernel in conjunction with the upstream development community. And doing so is a step towards long term maintainability of code and a sustainable development model.

Technical Debt

If code is worked on out-of-tree for a sustained period of time then the volume and complexity of the code is bound to grow. And each time a part of the upstream kernel on which this code is dependent on changes the out-of-tree code needs to either be refactored or risk obsolescence. The more time passes the more code there is to refactor, as there is more code the chance of a dependency changing increases, and as the distance to the original kernel version increases the complexity of such refactoring is likely to also increase. In short, technical debt mounts over time requiring ever increasing effort to maintain.

Focus

Another benefit of working with upstream is that in large organisations it can provide focus. Rather than different teams developing different solutions to similar problems for each customer for each hardware generation a single solution can be developed upstream. As customer needs change over time they can be addressed via incremental changes upstream rather than perpetuating an explosion of out-of-tree code. And if the focus is on upstream then discussion around which in-house solution to reuse becomes moot.

Avoiding Fragmentation

Working with upstream also helps to reduce fragmentation in solutions. Users want a consistent experience when configuring hardware from different vendors, running kernels from different distributions and so on. Adding special sauce at this layer only diminishes the user experience in the long term.

Upstreaming Models

When working on the Debian kernel team, many years ago now, I instigated a policy of only accepting changes from the upstream kernel. Prior to this policy Debian had often seen itself as acting as a testing ground for upstream-bound, or in some cases not upstream-bound, features. A key problem with this approach was that once a feature became available in the Debian kernel it was bound to be used. And once it became used it had to be maintained. And if it wasn't upstream then that maintenance would typically fall to the Debian Kernel team whose bandwidth was already consumed packaging the upstream kernel.

Upstream first is the idea that code is developed for the upstream kernel. That it is in the upstream kernel that it is made available. And that consumers of the code do so by consuming the upstream kernel. It seeks to place the focus of kernel development where I believe it belongs, in upstream.

The converse of upstream fist is upstream last. In this model code is developed out of tree. And when the time is right it is contributed to upstream. A key attraction of this approach is that it can, in the short term at least, lead to higher velocity of feature development. It may also provide a way to develop ideas that do not seem appropriate for upstream yet. However, it leads to a number of problems.

For one, code that is not developed for upstream is, in my experience, often not suitable for inclusion in upstream. So in this model a typical upstreaming effort involves refactoring or more often than not rewriting the code with the out-of-tree version acting as a reference implementation. Clearly duplicated effort. And there are the problems outlined previously with maintaining code-out-of tree. So while upstream-last can be useful it does come at some cost.

Differentiating Products and Technology

An important distinction that can bee made working on the Linux kernel is that between product and technology. On the one hand technology can be raw, incomplete and often only of use as part of a larger whole. On the other hand products are polished, ideally complete, systems that can readily by utilised by users.

When developing kernel code innovation is occurring, technology is being developed. By participating in upstream development this distinction becomes clearer. The collaboration, often between competitors, in upstream kernel development leads to the technology that can be sustained for the long term. Meeting shorter term customer needs by delivering products becomes a distinctly different activity.

Standardisation Through Collaboration

The process of standardisation takes many guises. One obvious form is through standards bodies. In this model the standards body formulates a standard and possibly a reference implementation and then it is up to adopters to implement the standard. The Linux kernel implements many such standards but it also serves as a mechanism for a very different form of standardisation: the standard emerges from the implementation. Given the pervasive nature of Linux its implementation of a feature can be come a standard. Thus by collaborating on upstream kernel development one effectively participates in a standardisation process.

Conclusion

This discussion has covered some motivations for developing for the upstream kernel and the upstream first and last models for upstream development. If I could stress one point is is that upstream development is all about building a string base for long term maintainability. A solid foundation on which to build products that address customer need.

Credits

The ideas presented above reflect those developed in collaboration with other team members and to a greater or lesser extent put into practice while working with those teams in the past and present. These teams include:

Wed, 16 Oct 2019 16:48:31 +0200 | Permalink